Linda Rittenhouse, JD, is a director of capital markets policy at CFA Institute. She focuses primarily on issues related to investment products and investment regulation. Rittenhouse holds a JD degree.
The future of the DOL rule is somewhat uncertain, but the changes probably won’t happen fast and the rule may actually already be established.
Categories: Fiduciary Duty; Standards, Ethics, and Regulations (SER) Read more
The Financial Stability Board believes there are structural vulnerabilities in asset management activities that need to be addressed even though the industry is different from other financial sectors. Read more