financial regulations
ESMA uses the existing rulebook to clarify the question of when systematic internalization activities cross over into functionally operating as a trading venue.
CFA Institute recommends both a short- and long-term approach to reforming the industry to reduce systemic risk.
Ron Rimkus, CFA, and Jason Voss, CFA, summarize what Sheila Bair and Bill Sharpe had to say about the current state of regulation.
Since taking on the role of chief executive at the UK’s new Financial Conduct Authority, Martin Wheatley has been outspoken about implementing new reforms in the financial sector.
Finance professionals must take the lead in restoring trust in the global finance industry, says the CFA Institute President and CEO.
Asia holds an eminent position in the post-crisis global financial order — and has a large stake both in restoring trust in the financial system and in shaping its future.