Practical analysis for investment professionals

Standards, Ethics & Regulations (SER)


Create Trust!

The obligation to act honestly and with competence must be the core of every financial service.

Shareholder Activism in Japan

Shareholder activism has been on the rise in Japan. Will that continue in the post–COVID-19 world?

Research Spending Post-MiFID II: Is COVID-19 the Straw that Broke the Camel’s Back?

The active equity strategies of European managers are at significant risk.

Gender Lens Investing: Where to from Here?

Stronger women-in-leadership (WIL) metrics have well-documented benefits, yet firms have failed to ramp up their gender diversity efforts.

The New Depression: COVID-19 and Stocks’ “Rightful Owners”

Defined-contribution assets will be the epicenter for a coronavirus-driven upward redistribution of equity wealth.

Global Careers in Wealth Management: A Conversation with Marg Franklin, CFA

“The people who combine education with ethics and integrity will have the edge.”

Modern Private Equity and the End of Creative Destruction

Our economies are under the stewardship of fund managers with one goal in mind: to maximize fee income, even if it means holding on to impaired assets.

Not Everything That Counts Can Be Counted

There may be no formal approach to stakeholder value maximization, but we all practice it in our daily lives.

Gender Lens Funds: What Was the Impact in 2019?

How did the primary publicly traded gender lens equity funds perform last year?

Eurozone Recovery Falters — What’s Next?

Powerful new instruments have to be created to revive a flagging eurozone economy.



By continuing to use the site, you agree to the use of cookies. more information

The cookie settings on this website are set to "allow cookies" to give you the best browsing experience possible. If you continue to use this website without changing your cookie settings or you click "Accept" below then you are consenting to this.

Close