Practical analysis for investment professionals

Standards, Ethics & Regulations (SER)


Effective ESG Investing: An Interview with Andrew Parry

"Integrating ESG certainly does not harm and, in fact, is additive to value generation," says Andrew Parry of Hermes Investment Management.

Top Five Articles from May: Chart Crimes, Investing Lessons from Mom, and the Invisible Octopus

Does the CFA charter add value? Why does everyone hate finance and what can be done about it? The leading Enterprising Investor posts from May address these questions and more.

What Can Save Capitalism from a Medici Cycle?

Is it desirable, or even possible, for markets to operate without government oversight?

Top 10 Steven Eisman Quotes from Hong Kong

“I don’t see any financial crisis in the near future," Steven Eisman told delegates at the 71st CFA Institute Annual Conference.

Financial Misconduct Trends: Conflicts of Interest and False Performance Claims

What are the current trends in financial industry conduct cases and what can investment professionals do to mitigate ethical risks? Financial compliance expert Jeffrey Stith shares his insights with Crystal Detamore.

Why Everyone Hates Finance and What to Do about It

"Finance is being demonized, and it's being demonized because people don't understand it," Mihir A. Desai says. "If we want to stop demonization, we have to make it accessible."

The Robots Are Coming! The Robots Are Coming!

The robots are coming. But they’re not as smart or technologically advanced as we think, says Kate Darling.

Paul Smith, CFA: Purpose, Professionalism, and the Rise of Trust

"At its best, capitalism with purpose creates value that is broadly apparent and commonly appreciated," says CFA Institute president and CEO Paul Smith, CFA. "We need to press for more of that today."

How to Discuss Ethical Issues at Work

Need to talk to an employee about a sensitive ethical issue? This advice could help.

In Practice Summary: Assessing the CFA® Program’s Value

How does the CFA designation impact the performance of sell-side analysts who make stock recommendations?



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