Jim Allen, CFA

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Jim Allen, CFA, is head of Americas capital markets policy at CFA Institute. The capital markets group develops and promotes capital markets positions, policies, and standards.

DOL Fiduciary Rule: Though Complex It Moves Investment Advice Model in Right Direction

iStockphoto.com: Kerstin Waurick

The US Labor Department has released its final fiduciary rules for retirement advice. While the rules steadfastly maintain their requirement for a best-interests contract for most arrangements between investors and nonfiduciary advisers, the federal agency relented on a number of troublesome implementation matters. Read more

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