Panel at recent regulatory conference discuss financial crimes, recourse that’s available when crimes cross borders, and how CFA Institute deals with members involved in crimes.
Although insider trading prosecution has a long history in the US, recent actions by the courts and Congress have thrown the SEC enforcement arm into a no man’s land.
Financial sector crackdown implicated big industry names and had significant impact on Chinese capital market.
Today’s most shared: Counting the cost of shutdown showdown… Fantasy football IPOs… Development hardball and extreme land-grabbing in Shanghai’s French Concession…Regulators unconvinced of Dimon’s greatness, desirability of banks’ physical commodities business… declining labor mobility.
1. This fiscal fight… READ MORE ›
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