06 September 2012

Take 15: Ethical Behavior in the Investment Industry (Video)

Posted In: Standards, Ethics & Regulations (SER)

John R. Boatright discusses the ethical issues facing investment professionals in the investment industry and how to manage them.

This episode of the Take 15 Series was originally released on 22 August 2012.

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Tags: ethics, Take 15, Videos

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About the Author(s)

Michael McMillan, CFA

Michael McMillan, CFA, was director of ethics education at CFA Institute. Previously, he was a professor of accounting and finance at Johns Hopkins University’s Carey School of Business and George Washington University’s School of Business. Prior to his career in academia, McMillan was a securities analyst and portfolio manager at Bailard, Biehl, and Kaiser and at Merus Capital Management. He is a certified public accountant (CPA) and a chartered investment counselor (CIC). McMillan holds a BA from the University of Pennsylvania, an MBA from Stanford University, and a PhD in accounting and finance from George Washington University.