The application of artificial intelligence (AI) and other new technologies to regulatory compliance issues has a name: regtech, or regulatory technology. And it will be a key theme in wealth management in 2017, says April J. Rudin.
Finance professionals are now entrusted with a higher standard of care, and staying up-to-date on the myriad compliance rules and best practices can be a tall order. Marc L. Ross, CFA, has some suggestions to help you succeed in your compliance efforts.
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