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Ethics


2024 Asset Owner Survey: Transparency, Benchmarks, and the GIPS Standards

This survey offers a rare window into how asset owners around the world are approaching performance reporting, benchmarking, and GIPS® compliance.

Decoding the HKEX IPO Consultation: Our Key Takeaways

CFA Institute and CFA Society Hong Kong respond to HKEX’s IPO reform proposals, highlighting key risks and opportunities for market transparency and fairness.

AI in Investment Management: Ethics Case Study Part II

The use of AI technology in the investment management process and client communications holds many ethical dimensions. This is the second part of a case study through the lens of CFA Institute's Code of Ethics and Standards of Professional Conduct.

AI in Investment Management: Ethics Case Study

Can you identify the ethical issues that arise in this specific use case of AI in the investment management process and related client communications?

CFA Institute Launches Asset Owner Survey

This survey asks asset owners about how they manage assets, report performance, and consider the GIPS® standards when doing so.

Taking Credit: Navigating the Ethical Challenges of Impact Reporting

As the demand for sustainable investing continues to grow, navigating ethical challenges in impact reporting will be essential.

Revisions to the CFA Institute Code of Ethics and Standards of Professional Conduct

In 2023, the CFA Institute Board of Governors voted to revise the Standards of Professional Conduct in three areas. The changes became effective 1 January 2024.

GIPS Standards Verification Services, Part II: Case Analysis

Which of the newly adopted CFA Institute Standards of Professional Conduct were at issue in the Global Ethics Day Ethics in Practice case?

GIPS Standards Verification Services, Part I: Case Facts

Can you recognize which of the newly adopted CFA Institute Standards of Professional Conduct are at issue in the case?

From Likes to Investments: Our Response to the FCA Consultation on Financial Promotions via Social Media

Social media is borderless. Regulation is not. That's why global cooperation among regulators is necessary to deliver the best possible outcomes for consumers.