standards
The latest regulatory developments and the current state of SEC examinations, among other topics, will be front and center at the GIPS Standards Conference in Chicago.
Financial Choice Act would require shareowners that want to file a resolution at a company’s annual meeting to hold 1% of a company’s shares for three years to do so. Categories: Standards, Ethics and Regulations
Restoring trust in financial services and markets is an immense task that requires many actors to play an active, ongoing role, particularly young people.
Does the financial services field constitute a profession? Are its practitioners more prone to ethical lapses than those in other sectors? Does it contribute to inequality? In this provocative interview, Cambridge University professor John Hendry, author of Ethics and Finance: An Introduction, offers some startling answers and considers ways to make financial services more ethical.
Jon Stokes, head of Standards of Practice at CFA Institute, outlines how the global association is equipping investment professionals to meet new challenges posed by regulatory reform and a loss of trust.