Regulations Standards and Ethics
Modern Compliance is an ambitious undertaking that brings together the myriad complexities of governing the investment professional.
As research coverage stagnates globally, Europe sees a MiFID II blip.
“Where are the screaming actuaries yelling in these burning theaters?” Jeremy Gold once asked. Gold passed away earlier this month, leading Heidi Raubenheimer, PhD, CFA, to recall his words and reflect on the state of the retirement crisis.
Research shows that trust in the finance sector is on the rise around the globe.
What are the building blocks, the practical strategies, with which investment professionals can establish client relationships based on authentic trust? A new Future of Finance study has some answers. Robert Stammers, CFA, explains.
What is your organization doing to make sure its supply chain is forest-crime free? The litigation risks are real.
Does the CFA charter add value? Why does everyone hate finance and what can be done about it? The leading Enterprising Investor posts from May address these questions and more.
Is it desirable, or even possible, for markets to operate without government oversight?
“I don’t see any financial crisis in the near future," Steven Eisman told delegates at the 71st CFA Institute Annual Conference.
What are the current trends in financial industry conduct cases and what can investment professionals do to mitigate ethical risks? Financial compliance expert Jeffrey Stith shares his insights with Crystal Detamore.