Regulations Standards and Ethics
What are the building blocks, the practical strategies, with which investment professionals can establish client relationships based on authentic trust? A new Future of Finance study has some answers. Robert Stammers, CFA, explains.
What is your organization doing to make sure its supply chain is forest-crime free? The litigation risks are real.
Does the CFA charter add value? Why does everyone hate finance and what can be done about it? The leading Enterprising Investor posts from May address these questions and more.
Is it desirable, or even possible, for markets to operate without government oversight?
“I don’t see any financial crisis in the near future," Steven Eisman told delegates at the 71st CFA Institute Annual Conference.
What are the current trends in financial industry conduct cases and what can investment professionals do to mitigate ethical risks? Financial compliance expert Jeffrey Stith shares his insights with Crystal Detamore.
"Finance is being demonized, and it's being demonized because people don't understand it," Mihir A. Desai says. "If we want to stop demonization, we have to make it accessible."
The robots are coming. But they’re not as smart or technologically advanced as we think, says Kate Darling.
"At its best, capitalism with purpose creates value that is broadly apparent and commonly appreciated," says CFA Institute president and CEO Paul Smith, CFA. "We need to press for more of that today."
Need to talk to an employee about a sensitive ethical issue? This advice could help.