Views on improving the integrity of global capital markets

Alan Lok, CFA

17 Posts

Biography

Alan Lok, CFA, was a director of capital markets policy at CFA Institute. He was responsible for conducting research projects in the area of market instruments and market structures in the Asia-Pacific region. Mr. Lok worked with regulators, institutional investors, academics, and various other stakeholders within the financial industry to uphold investor protection and market integrity.

Author's Posts
Buyer Beware: the Common Traits of Investment Product Scams

Applying the investing lessons of frauds and Ponzi schemes to the capital markets

Share Placement and Rights Issues: What is the Role of Investor Education?

Lack of public knowledge about share placement and non-preemptive share issues is likely widespread.



By continuing to use the site, you agree to the use of cookies. more information

The cookie settings on this website are set to "allow cookies" to give you the best browsing experience possible. If you continue to use this website without changing your cookie settings or you click "Accept" below then you are consenting to this.

Close