Views on improving the integrity of global capital markets

Alan Lok, CFA

17 Posts


Alan Lok, CFA, was a director of capital markets policy at CFA Institute. He was responsible for conducting research projects in the area of market instruments and market structures in the Asia-Pacific region. Mr. Lok worked with regulators, institutional investors, academics, and various other stakeholders within the financial industry to uphold investor protection and market integrity.

Author's Posts
Buyer Beware: the Common Traits of Investment Product Scams

Applying the investing lessons of frauds and Ponzi schemes to the capital markets

Share Placement and Rights Issues: What is the Role of Investor Education?

Lack of public knowledge about share placement and non-preemptive share issues is likely widespread.

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