Views on the integrity of global capital markets

Authors

Agnès Le Thiec, CFA

14 Posts

Agnès Le Thiec, CFA, is a former director of capital markets policy at CFA Institute in Brussels.

Alan Lok, CFA

17 Posts

Alan Lok, CFA, is director of capital markets policy at CFA Institute. He is responsible for conducting research projects in the area of market instruments and market structures in the Asia-Pacific region. Mr. Lok works with regulators, institutional investors, academics, and various other stakeholders within the financial industry to uphold investor protection and market integrity.

Alexander Flatscher, CFA

20 Posts

Alexander Flatscher, CFA, is a former director of professional standards at CFA Institute. He was responsible for promoting the ethical standards, policies, and positions of CFA Institute in the Asia-Pacific region.

Anju Grover, CIPM

8 Posts

Anju Grover, CIPM, is a senior GIPS analyst in the Investment Performance Standards Policy Group of CFA Institute. She develops new project ideas for the GIPS standards and acts as a staff liaison for numerous global volunteer committees that oversee the development and promulgation of the GIPS standards.

Annie Lo, CFA

1 Post

Annie Lo, CFA, CIPM, CAIA, is a director of investment performance standards for CFA Institute for the Asia-Pacific region. She is based in Hong Kong and leads activities related to the Global Investment Performance Standards (GIPS).

Beth Kaiser, CFA, CIPM

5 Posts

Beth Kaiser, CFA, CIPM, is a director of investment performance standards at CFA Institute. She maintains the GIPS standards through management of the interpretations process, develops standards and guidance for such new technical areas as alternative strategies and risk, and works extensively with volunteer committees.

Bob Dannhauser, CFA

41 Posts

Bob Dannhauser, CFA, is head of global private wealth management at CFA Institute.

Bob Luck CFA, CPA

2 Posts

Bob Luck, CFA, is director of society advocacy engagement at CFA Institute. He serves as the primary liaison on ethics, standards, and financial market integrity issues between CFA Institute and its member societies. Luck holds the Certified Public Accountant (CPA) designation.

Bud Haslett, CFA

1 Post

Bud Haslett, CFA, is executive director of the Research Foundation of CFA Institute and head of risk management and derivatives. Previously, he served as director of option analytics at Miller Tabak + Co., LLC, and as CEO of Miller Tabak Capital Management. Haslett also spent two decades on the options trading floor, where he managed…

CFA Institute

3 Posts

Cheryl L. Evans

2 Posts

Cheryl L. Evans, J.D., LL.M., is a director in Educational Events and Programs at CFA Institute. She has also served on the Future of Finance team and was a senior investigator in the Professional Conduct Program at CFA Institute. Prior to joining CFA Institute, she held various legal positions, including: Senior Counsel at the U.S.…

Cindy Kent

4 Posts

Cindy Kent is a director of investment performance standards at CFA Institute. She is responsible for developing, promulgating, and maintaining the GIPS standards. Kent's primary roles include managing the global adoption of and alignment of country-specific investment performance standards with the GIPS standards, developing educational and training products to promote the GIPS standards, and serving…

Claire Fargeot

14 Posts

Claire Fargeot is a former head of Standards and Financial Market Integrity at CFA Institute for the Europe, Middle East, and Africa (EMEA) region. She was responsible for leading CFA Institute efforts in advocacy, policy development, and regulatory outreach in EMEA.

Crystal Detamore

72 Posts

Crystal Detamore is a communications director at CFA Institute and a former columnist for Entrepreneur magazine.

Glenn Doggett, CFA

58 Posts

Glenn Doggett, CFA, is a director of professional standards at CFA Institute. His responsibilities include providing member guidance in applying the ethical and professional conduct standards of CFA Institute. In addition, Doggett is a specialist in XBRL.

Graziella Marras

5 Posts

Graziella Marras is a former director of capital markets policy for the Europe, Middle East and Africa (EMEA) region at CFA Institute.

Heda Bayron

1 Post

Heda Bayron is a communications specialist at CFA Institute in Asia Pacific. She has more than 15 years of experience in corporate communications and journalism. Previously, Bayron was a communications consultant at the International Finance Corporation, a member of the World Bank Group, and a senior press officer at Asia Society in New York. She…

Iain McAra

2 Posts

Iain McAra is a director of investment performance standards for the Europe, Middle East and Africa (EMEA) region at CFA Institute. He is responsible for leading CFA Institute activities in the EMEA region related to the GIPS standards, including managing and developing relationships with country sponsors and volunteers. McAra serves as a spokesperson, conducts outreach…

Irene Cheung, CFA, CAIA, FRM

4 Posts

Irene Cheung, CFA, CAIA, FRM, is director of Professional Standards for CFA Institute. Her responsibilities include promoting ethical and professional conduct standards in the Asia-Pacific region.

Jacob Bertram

1 Post

Jacob Bertram was the Future of Finance intern for CFA Institute in 2016. He is a senior at University of Central Missouri (UCM) and will receive a Bachelors in Business Administration with an emphasis in finance. Jacob is CEO of UCM’s student managed investment fund and is a CFA candidate.

Jamie Underwood

15 Posts

Jamie Underwood was a communications specialist at CFA Institute and former assistant editor of CFA Magazine.

Jason Voss, CFA

2 Posts

Jason Voss, CFA, is a content director at CFA Institute, where he tirelessly focuses on improving the ability of investors to better serve end clients. He is the author of the Foreword Reviews Business Book of the Year Finalist, The Intuitive Investor. Jason also ran a successful blog titled What My Intuition Tells Me Now.…

Jim Allen, CFA

63 Posts

Jim Allen, CFA, is head of Americas capital markets policy at CFA Institute. The capital markets group develops and promotes capital markets positions, policies, and standards.

John Bowman, CFA

2 Posts

John Bowman, CFA, is managing director, Americas, at CFA Institute. Previously, he served as managing director and co-lead of education at CFA Institute. Prior to joining CFA Institute, Bowman was a fund manager and equity analyst for Mellon Growth Advisors and State Street Global Advisors. He holds a BS in business administration from the University…

John Rogers, CFA

12 Posts

John Rogers, CFA, is the former president and CEO of CFA Institute.

Jon Stokes

26 Posts

Jon Stokes is the director of ethics education at CFA Institute. He is responsible for development and maintenance of the CFA Institute Code and Standards, as well as the design and management of the CFA Institute Ethical Decision Making training programs. Stokes holds a JD degree.

Jonathan Boersma, CFA

7 Posts

Jonathan Boersma, CFA, is head of Professional Standards and executive director of the GIPS standards at CFA Institute. He is responsible for developing, maintaining, and promoting the GIPS standards, Code of Ethics and Standards of Professional Conduct, and other CFA Institute standards of practice.

Josina Kamerling

6 Posts

Josina Kamerling is head of regulatory outreach for CFA Institute for the Europe, Middle East, and Africa (EMEA) region and is based in the Brussels office. She is responsible for supporting CFA Institute's EMEA policy development, advancing the impact of advocacy efforts, and promoting capital market integrity and investor protection issues.

Ken Robinson, CFA, CIPM

8 Posts

Ken Robinson, CFA, CIPM, is a director of investment performance standards at CFA Institute. He helps maintain the GIPS standards by managing the interpretations process and developing guidance for new technical areas.

Kurt Schacht, JD, CFA

62 Posts

Kurt Schacht, JD, CFA, is managing director of the Standards and Financial Market Integrity division at CFA Institute, where he oversees all advocacy efforts and the development, maintenance, and promotion of the highest ethical standards of practice for the global investment management industry.

Laurel Teo, CFA

4 Posts

Laurel Teo, CFA, is director of society advocacy engagement at CFA Institute. She works with member societies in the Asia-Pacific region to advance awareness and adoption of CFA Institute ethics and standards, as well policy positions on financial market integrity issues.

Lee Kha Loon, CFA

10 Posts

Lee Kha Loon, CFA, is a former senior director of policy research at CFA Institute in the Asia-Pacific region.

Linda Rittenhouse, JD

46 Posts

Linda Rittenhouse, JD, is a director of capital markets policy at CFA Institute. She focuses primarily on issues related to investment products and investment regulation. Rittenhouse holds a JD degree.

Maiju Hamunen

15 Posts

Maiju Hamunen is an analyst for the Europe, Middle East, and Africa (EMEA) region in the Capital Markets Policy Group at CFA Institute. She is responsible for developing research projects, policy papers, articles, and regulatory consultations that advance CFA Institute policy positions. She is based in the Brussels office.

Mary Leung, CFA

3 Posts

Mary is the Head, Standards and Advocacy, Asia Pacific. She is responsible for the development, maintenance, and promotion of capital markets policy perspectives in the APAC region. She also oversees the promotion and development of CFA Institute professional standards in the region. Mary has over 20 years of experience in the global financial industry, having…

Matt Orsagh, CFA, CIPM

154 Posts

Matt Orsagh, CFA, CIPM, is a director of capital markets policy at CFA Institute, where he focuses on corporate governance issues. He was named one of the 2008 “Rising Stars of Corporate Governance” by the Millstein Center for Corporate Governance and Performance at the Yale School of Management.

Matt Waldron

32 Posts

Matt Waldron is a director of financial reporting policy at CFA Institute. He drafts position papers and comment letters, representing membership interests regarding financial reporting and disclosure proposals issued by the FASB, the IASB, and others.

Mirzha de Manuel Aramendía

10 Posts

Mirzha de Manuel Aramendía is director of capital markets policy at CFA Institute. He is responsible for developing capital markets policy in the Europe, Middle East, and Africa (EMEA) region through education and research, developing policy papers, research projects, and regulatory consultations.

Mohini Singh, ACA

48 Posts

Mohini Singh is director of financial reporting policy at CFA Institute. She represents membership interests regarding financial reporting and disclosure proposals issued by the FASB, the IASB, and others. Singh holds the Associate Chartered Accountant (ACA) designation.

Nitin Mehta, CFA

5 Posts

Nitin Mehta, CFA, is managing director for Europe, Middle East, and Africa operations at CFA Institute. He is based in London.

Padma Venkat, CFA

16 Posts

Padma Venkat, CFA, is former director of capital markets policy at CFA Institute. She is responsible for promoting CFA Institute standards, policies, and positions in the Asia-Pacific region.

Paul Smith, CFA

8 Posts

Paul Smith, CFA, is president and CEO of CFA Institute. He has more than 25 years of relevant financial services leadership experience in many aspects of the investment management industry.

Peter M.J. Gross

1 Post

Peter M.J. Gross is an online content specialist for CFA Institute, where he has managed blogs for the CFA Institute Annual Conference, European Investment Conference, and Middle East Investment Conference. Previously, he worked at Hampton Roads Publishing Company and at MFS Investment Management. Mr. Gross holds a BA degree from Connecticut College.

Rebecca Arrington

13 Posts

Rebecca Arrington is a communications specialist at CFA Institute.

Rebecca Fender, CFA

3 Posts

Rebecca Fender, CFA, is head of the Future of Finance initiative at CFA Institute, a long-term global effort to shape a trustworthy, forward-thinking investment profession that better serves society. Prior to joining CFA Institute, Ms. Fender was a vice president at BlackRock working with pension funds and endowments, and she also worked at Cambridge Associates,…

Rhodri Preece, CFA

41 Posts

Rhodri Preece, CFA, is head of capital markets policy for the Europe, Middle East, and Africa (EMEA) region at CFA Institute. He is responsible for development and oversight of capital markets activities in the EMEA region, including content development, policy engagement and outreach. Rhodri formerly served as director of capital markets policy, focusing on issues…

Robin Willis

1 Post

Robin Willis is a program coordinator for the Global Investment Performance Standards.

Sandy Peters, CPA, CFA

20 Posts

Sandy Peters, CFA, is head of financial reporting policy and serves as spokesperson for CFA Institute to key financial reporting standard setters including the IASB, FASB, and the US Securities and Exchange Commission. She holds the Certified Public Accountant (CPA) designation.

Sviatoslav Rosov, PhD, CFA

41 Posts

Sviatoslav Rosov, PhD, CFA, is an analyst in the capital markets policy group at CFA Institute. He is responsible for developing research projects, policy papers, articles, and regulatory consultations that advance CFA Institute policy positions, focusing on market structure and wider financial market integrity issues.

Tony Tan, DBA, CFA

9 Posts

Tony Tan, CFA, is head of the Standards and Financial Market Integrity division at CFA Institute in the Asia-Pacific region. He is responsible for leading CFA Institute efforts in advocacy, policy development, and regulatory outreach in the APAC region. Tan holds a DBA degree.

Usman Hayat, CFA

1 Post

Usman Hayat writes about sustainable, responsible, and impact investing and Islamic finance. He is the lead author of "Environmental, Social, and Governance Issues in Investing: A Guide for Investment Professionals", and the literature review, "Islamic Finance: Ethics, Concepts, Practice." He is interested in online learning and has directed three e-courses for CFA Institute: "ESG-100", "Islamic…

Vincent Papa, PhD, CPA, CFA

46 Posts

Vincent Papa, PhD, CPA, CFA, is director of financial reporting policy at CFA Institute. He is responsible for representing the interests of CFA Institute on financial reporting proposals before the International Accounting Standards Board (IASB) and the US Financial Accounting Standards Board (FASB). He is a member of the IFRS advisory council and ESMA Corporate…



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