CFA Institute urges a single standard of care from those who advise investors that honors client interests above all others.
Karen Barr on whether broker-dealers should be governed by same principles-based fiduciary duty as required under the Investment Advisers Act.
Labor Department takes innovative approach by sidestepping many thorny issues that plagued earlier proposals, but questions remain.
We have reached that inevitable point where we have to decide which is more important: the interests of our clients or our own narrow self-interests.
It's time to remove ambiguity around “personal investment advice” while permitting different business and service models.
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