Views on improving the integrity of global capital markets

Advisory Relationship


DOL Fiduciary Rule Proposal: Armageddon or Start of Promising New Era for Investors?

It’s hard to remember a regulatory proposal that has generated such polarization.

Labor Department Fiduciary Rule Proposal Takes Important First Step

CFA Institute urges a single standard of care from those who advise investors that honors client interests above all others.

Vantage Points: Investment Adviser Group Head Says SEC Rule on Broader Fiduciary Duty Long Overdue

Karen Barr on whether broker-dealers should be governed by same principles-based fiduciary duty as required under the Investment Advisers Act.

DOL Unveils Fiduciary Rules: One Step Forward for Investors

Labor Department takes innovative approach by sidestepping many thorny issues that plagued earlier proposals, but questions remain.

Fiduciary Faceoff: America’s Investment Industry at Critical Juncture

We have reached that inevitable point where we have to decide which is more important: the interests of our clients or our own narrow self-interests.

Fiduciary Duty Debate: Salespeople Are Not Investment “Advisers”

It's time to remove ambiguity around “personal investment advice” while permitting different business and service models.



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