FINRA’s investor protection motivations are certainly laudable, but CFA Institute recommends implementation of the SEC’s CAT system, which is further along, before FINRA’s CARDS system.
Profitability of HFTs has declined rapidly in recent years, most likely as a result of the physical limits of reducing latency being reached.
Jim Allen, CFA, hones in on three financial policy issues and their likely future in Congress post-mid-term elections.
As SEC weighs proposed political donation disclosure requirement, a CFA Institute survey finds support for such donations as long as public companies disclose them.
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