Luis Viceira of the Harvard Business School talks to Paul Kovarsky, CFA, about the industry-specific strategic issues facing our profession and his experiences running the Investment Management Workshop (IMW).
Can an honest mistake actually end up being an ethical or professional conduct violation? Read this week’s case and you decide.
Investors need to request that the companies they invest in include the income tax footnote along with their 2017 earnings release. Sandra Peters, CFA, explains why.
Determining whether choices have resulted in misconduct can be challenging, which is why practicing ethical decision making prepares you to make the right choice when faced with a dilemma.
CFA Institute urges three approaches that will clarify that only registered investment advisers can provide personalized investment advice, as well as clarify the role of broker-dealers.
“ALIS” stands for “autonomous learning investment strategies.” The ALIS wave is driven by smaller funds that leverage recent advances in artificial intelligence (AI) and machine learning, the explosion in data availability, and inexpensive cloud computing to generate alpha at a fraction of the cost of traditional managers.