11 July 2013
SME Venture Exchanges (Part III): Impact of the JOBS Act and Crowdfunding
Posted In: Standards, Ethics and Regulations (SER), US SEC
In part three of a series on the CFA Institute-commissioned report Exchanges and Their Investors: A New Look at Reporting Issues, Fraud, and Other Problems by Exchange, York University finance professor Douglas Cumming, CFA, discusses the impact of the U.S. JOBS Act and eagerly awaited SEC rules permitting companies to sell shares over crowdfunding platforms.
