28 October 2014
Six Ways to Empower Investors in Financial Malpractice Cases (Video)
Posted In: Standards, Ethics and Regulations (SER)
The 2014 CFA Institute Global Market Sentiment Survey identified the mis-selling of financial products by financial advisers as the most serious ethical issue facing local markets in 2014. A new CFA Institute study, Redress in Retail Investment Markets, offers six recommendations on how to increase the availability and quality of redress mechanisms for investors. In a recent interview with CNBC, Philip Bradford, CFA, president of CFA Society South Africa, discusses the report and related regulatory developments in South Africa.
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