Views on improving the integrity of global capital markets

Code of Ethics and Standards of Professional Conduct


CFA Institute Standards: What Is Stance on Funds That Skip Traditional Analysis?

True or False: The principles of diligence and reasonable basis, addressed in our Code of Ethics and Standards of Practice, can apply to any investment strategy, any time, present or future.

Protecting Older Investors a Growing Concern of Firms and Regulators

Aging population and shift from employer to individually directed retirement plans have placed “senior” investors in the spotlight.

Gratitude or Bonus: How Investment Professionals Should Handle Offers from Clients

Investment professionals should assess their employer's rules before accepting client gifts and bonuses. CFA Institute also offers guidance.

Promoting Ethics in Investment: CFA Institute Updates “Code & Standards”

Effective 1 July, the updated CFA Institute Code & Standards outline new requirements for supervisors and client communications.



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