True or False: The principles of diligence and reasonable basis, addressed in our Code of Ethics and Standards of Practice, can apply to any investment strategy, any time, present or future.
Aging population and shift from employer to individually directed retirement plans have placed “senior” investors in the spotlight.
Investment professionals should assess their employer's rules before accepting client gifts and bonuses. CFA Institute also offers guidance.
Effective 1 July, the updated CFA Institute Code & Standards outline new requirements for supervisors and client communications.
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