Views on improving the integrity of global capital markets

proxy-voting


SEC Proxy Rule Amendments: Are They Constitutional?

CFA Institute says new US SEC rules pose serious risks to timely, high-quality, and independent financial advice and analysis.

What to Make of the SEC’s Proxy Advice Vote

Some top-line thoughts on the SEC's final ruling on Exemptions from the Proxy Rules for Proxy Voting Advice.

The Proxy Adviser Saga Continues: CFA Institute Weighs In on the Latest Contemplated Changes to the SEC Proposal

CFA Institute believes that investors must maintain full control of their proxy voting decisions, including the ability to cast their votes any time they wish. Here's a roundup of CFA Institute positions regarding the SEC's proposal on Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice.

Is the SEC Jeopardizing Financial Analyst Independence?

In recent weeks the Securities and Exchange Commission (SEC) has proposed regulations that in our view will undermine financial analyst independence. As an organization with long-standing leadership on analyst ethics and need for professional independence, we, CFA… READ MORE ›



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