16 October 2014
DC Policy Update: SEC, FINRA Roll Out Proposals to Aid Market Transparency (Podcast)
Posted In: Market Structure, US SEC
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In this edition of DC Policy Update, Jim Allen, CFA, head of Americas capital markets policy at CFA Institute, considers SEC and FINRA proposals on market structure issues, which have become a more mainstream topic of interest in recent months, thanks to Michael Lewis’ book, Flash Boys. (See our related commentary on the Lewis book.)
Among the highlights of this podcast:
- Tick sizes for small-cap companies
- Small-cap company structure for venture markets
- Fixed-income market transparency
Reading this on mobile device? Click here to listen to the audio.
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Photo credit: iStockphoto.com/qingwa
