Fiduciary Duty
In this post, we provide an overview of the Hong Kong Exchanges and Clearing Limited's corporate governance enhancements, explore their potential implications, and share our perspectives on the reform.
CFA Institute is contributing to the net-zero discussion with the aim to bring clarity around certain issues impacting investors.
CFA Institute forms working group to draft guidance on calculating private fund performance.
In a nutshell, the new rule says fiduciaries cannot sacrifice returns to achieve some other objective, such as societal considerations or other nonfinancial concerns.
Eight questions you should ask your advisor.
Since my last blog on the issue, the topic of finance and climate change has risen to headline news, thanks to the Extinction Rebellion protests, including near the CFA Institute London offices at Bank Junction.
After the US Court of Appeals for the Fifth Circuit vacate the fiduciary standard, the brokerage industry lost no time in rolling back some of its policies specifically adopted in response to that rule.
If the SEC adopts a rule as proposed, broker/dealers will no longer be able to use the term “adviser” or “advisor” in their names or titles when marketing themselves to investors.
The North American Securities Administrators Association (NASAA) has published a survey for investment adviser representatives (IARs) to collect opinions on the implementation of a continuing education program.
Although an appeals court ruling vacated the DOL's fiduciary duty rule, the debate is far from over.