Views on the integrity of global capital markets
16 October 2014

DC Policy Update: SEC, FINRA Roll Out Proposals to Aid Market Transparency (Podcast)

Posted In: Market Structure, US SEC
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In this edition of DC Policy Update, Jim Allen, CFA, head of Americas capital markets policy at CFA Institute, considers SEC and FINRA proposals on market structure issues, which have become a more mainstream topic of interest in recent months, thanks to Michael Lewis’ book, Flash Boys. (See our related commentary on the Lewis book.)

Among the highlights of this podcast:

  • Tick sizes for small-cap companies
  • Small-cap company structure for venture markets
  • Fixed-income market transparency

Reading this on mobile device? Click here to listen to the audio.


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Photo credit: iStockphoto.com/qingwa

 

About the Author(s)
Rebecca Arrington

Rebecca Arrington is a communications specialist at CFA Institute.

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