The closure of the six Franklin Templeton (FT) schemes last year is, at its core, a failure of risk management, as amply illustrated in the Securities and Exchange Board of India’s (SEBI) recent order. But were these deficiencies specific to one firm, or can we take broader lessons for the Indian fund industry?
SEBI tackles novel and nuanced ethical issue by raising the threshold of what it considers acceptable executive behavior.
The Ethics & Trust in Finance for a Sustainable Future, which is supported by CFA Institute and other organizations, is a global prize in its eighth cycle (awarded every two years) that will award winners a pool of US$20,000.
Finders with the right contacts among investors can play useful roles in bridging funding gaps. Unfortunately, however, the world of finders also has a dark side of fraudsters, market manipulators, and bad actors. The SEC's proposed exemption fails to acknowledge this.
If you’re under 35 years old and have a strong opinion about the role of ethics in finance, CFA Institute invites you to submit an essay reflecting on the role of ethics to shape a more sustainable… READ MORE ›
A brokerage scandal in India led to an immediate reform which did not go through a consultation process. The resulting rules have had a significant unintended impact on client experience, which has varied across brokerages.
Win US$20,000 for essay on Ethics and Trust in Finance for a Sustainable Future. Co-sponsored by CFA Institute.
Call for those 35-years-old and under to apply for The Ethics & Trust in Finance for a Sustainable Future Prize worth US$20,000. Open to all global entrants.
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