Ethics
The use of AI technology in the investment management process and client communications holds many ethical dimensions. This is the second part of a case study through the lens of CFA Institute's Code of Ethics and Standards of Professional Conduct.
Can you identify the ethical issues that arise in this specific use case of AI in the investment management process and related client communications?
This survey asks asset owners about how they manage assets, report performance, and consider the GIPS® standards when doing so.
As the demand for sustainable investing continues to grow, navigating ethical challenges in impact reporting will be essential.
In 2023, the CFA Institute Board of Governors voted to revise the Standards of Professional Conduct in three areas. The changes became effective 1 January 2024.
Which of the newly adopted CFA Institute Standards of Professional Conduct were at issue in the Global Ethics Day Ethics in Practice case?
Can you recognize which of the newly adopted CFA Institute Standards of Professional Conduct are at issue in the case?
Social media is borderless. Regulation is not. That's why global cooperation among regulators is necessary to deliver the best possible outcomes for consumers.
Sustainable finance has received increasing attention from governments, organizations, and investors in recent years. New rules aiming to foster sustainable investments have been introduced in various jurisdictions, and many companies seem to be willing to prioritize sustainable… READ MORE ›
The following post summarizes some key ideas from a recent edition of the CFA Institute podcast The Sustainability Story. CFA Institute Senior Director Matt Orsagh, CFA, CIPM, spoke with Deborah Gilshan, founder of the 100% Club… READ MORE ›
The closure of the six Franklin Templeton (FT) schemes last year is, at its core, a failure of risk management, as amply illustrated in the Securities and Exchange Board of India’s (SEBI) recent order. But were these deficiencies specific to one firm, or can we take broader lessons for the Indian fund industry?
SEBI tackles novel and nuanced ethical issue by raising the threshold of what it considers acceptable executive behavior.
The Ethics & Trust in Finance for a Sustainable Future, which is supported by CFA Institute and other organizations, is a global prize in its eighth cycle (awarded every two years) that will award winners a pool of US$20,000.
US$20,000 essay prize for under-35's.
Finders with the right contacts among investors can play useful roles in bridging funding gaps. Unfortunately, however, the world of finders also has a dark side of fraudsters, market manipulators, and bad actors. The SEC's proposed exemption fails to acknowledge this.