Views on improving the integrity of global capital markets

investor protections


A crisis of trust

Korea’s wealth management industry is in a crisis of trust. To restore investor confidence, regulators, industry organizations, and financial institutions must work together to address the underlying causes of the problems.

The SEC’s Proposal on Private Markets: Don’t Tip the Balance Further

The SEC is proposing major changes to the rules governing private markets to help young companies raise capital and to expand retail investor access to private markets. CFA Institute argues that the proposal would weaken investor protections and tip the balance yet further against public markets.

Striking the Right Balance: Revising the Accredited Investor Definition

The SEC has proposed to amend the accredited investor definition, which could open the door for eventual recognition of the CFA® charter as a qualifying designation allowing them to participate in private markets.

Safeguarding Investor Outcomes

Financial industries around the world thrive on an incentives-driven model, sometimes to the detriment of investors. This approach has created some issues in Australia. What are other countries doing to raise the level of investor protection?



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