Views on improving the integrity of global capital markets
Ethics in Practice: Brokerage Commissions. Case and Analysis–Week of 15 April

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Sovereign Development Fund. Case and Analysis–Week of 8 April

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

CFA Institute Welcomes ESMA’s Proposals under the Prospectus Regulation

Despite all the interest in Brexit, the European Commission is still in the business of producing rules to manage securities markets.

New Leasing Standard: Top Ten Considerations For Investors

At long last, a company’s lease obligations – formerly buried in the back of the footnotes of the financial statements – are moving front and center onto the balance sheet

Ethics in Practice: Investing Retirement Assets. Case and Analysis–Week of 1 April

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Pricing an Initial Public Offering. Case and Analysis–Week of 25 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

The Time to Develop Standards to Audit Digital (XBRL) Filings Has Come

An Inline XBRL (eXtensible business reporting language) filing is a digital filing with two layers of information: one layer of data that can be read by human beings and another layer of data that can be read by machines.

Ethics in Practice: New Professional Opportunities. Case and Analysis–Week of 18 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

To Regulate or Not to Regulate: That Is the Question

The introduction of blockchain technologies generally is considered to be conducive to improving efficiency and stability of the finance industry, but how much regulation should be applied?

ESG Integration in Europe, the Middle East, and Africa: Markets, Practices, and Data

CFA Institute and the Principles of Responsible Investment (PRI) have released the third in a series of four reports addressing the current state of global environmental, social, and governance

MiFID II Research Unbundling: A Survey Yielding Mixed Results

To celebrate the one-year anniversary of the introduction of the revised Markets in Financial Instruments Directive (MiFID II) in January 2018, CFA Institute revisited the controversial topic of investment research by conducting a survey of its membership.

Webinar: ESG Integration in the Americas

CFA Institute and the Principles for Responsible Investment recently recorded a webinar to discuss their findings on the Integration of ESG data in the fixed income world in the Americas. A replay of the webinar… READ MORE ›

Ethics in Practice: Client Cross Trades. Case and Analysis–Week of 11 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Commodity Trading—Futures Contracts. Case and Analysis–Week of 4 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Webinar: How Structured Data (XBRL) Is Used Today

How are regulators, investors, research analysts, and other data consumers using structured, machine-readable data prepared by corporate filers every quarter?

Mohini Singh, director, Financial Reporting Policy, conducted a webinar with XBRL US, to talk about a study conducted to… READ MORE ›



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