Views on improving the integrity of global capital markets
Taking Credit: Navigating the Ethical Challenges of Impact Reporting

As the demand for sustainable investing continues to grow, navigating ethical challenges in impact reporting will be essential.

How Firms Managing Only Pooled Funds Can Claim GIPS Compliance

The "Guidance Statement on Firms Managing Only Broad Distribution Pooled Funds" addresses how firms that manage only BDPFs can claim compliance with the GIPS standards.

Take the SEC Marketing Rule Survey by 1 April  

How is your firm complying with the performance requirements of the SEC Marketing Rule?

GIPS Compliance by the Numbers

The numbers speak for themselves: GIPS compliance matters!

Revisions to the CFA Institute Code of Ethics and Standards of Professional Conduct

In 2023, the CFA Institute Board of Governors voted to revise the Standards of Professional Conduct in three areas. The changes became effective 1 January 2024.

Saudi Arabia’s Sovereign Wealth Fund Claims GIPS Compliance

Public Investment Fund (PIF), the world’s seventh largest sovereign wealth fund (SWF), has claimed compliance with the CFA Institute Global Investment Performance Standards (GIPS®).

Words Matter: Standardizing Responsible Investment Terminology

CFA Institute, GSIA, and PRI have aligned our definitions of five key responsible investment approaches.

GIPS Standards Verification Services, Part II: Case Analysis

Which of the newly adopted CFA Institute Standards of Professional Conduct were at issue in the Global Ethics Day Ethics in Practice case?

GIPS Standards Verification Services, Part I: Case Facts

Can you recognize which of the newly adopted CFA Institute Standards of Professional Conduct are at issue in the case?

For Public Comment: Exposure Draft of the Guidance Statement for OCIO Strategies

What are the key elements of the Exposure Draft of the Guidance Statement for OCIO Strategies and what were the circumstances that led to its creation?

The 27th Annual GIPS® Standards Conference: Top Five Topics

The latest regulatory developments and the current state of SEC examinations, among other topics, will be front and center at the GIPS Standards Conference in Chicago.

FASB Exposure Draft on Disaggregation of Income Statement Expense: A Glass Half Empty

While the FASB's proposed partial disaggregation would be helpful to investors, we are discouraged by its limited scope after waiting so many years.

From Likes to Investments: Our Response to the FCA Consultation on Financial Promotions via Social Media

Social media is borderless. Regulation is not. That's why global cooperation among regulators is necessary to deliver the best possible outcomes for consumers.

How Do Firms Treat Errors in Investment Performance?

CFA Institute voluntary standards provide guidance for firms looking to establish policies for how errors in investment performance should be handled.



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