Views on improving the integrity of global capital markets

Regulations Standards and Ethics


Ethics in Practice: Brokerage Commissions. Case and Analysis–Week of 15 April

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Sovereign Development Fund. Case and Analysis–Week of 8 April

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Investing Retirement Assets. Case and Analysis–Week of 1 April

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Pricing an Initial Public Offering. Case and Analysis–Week of 25 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

The Time to Develop Standards to Audit Digital (XBRL) Filings Has Come

An Inline XBRL (eXtensible business reporting language) filing is a digital filing with two layers of information: one layer of data that can be read by human beings and another layer of data that can be read by machines.

Ethics in Practice: New Professional Opportunities. Case and Analysis–Week of 18 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Client Cross Trades. Case and Analysis–Week of 11 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Commodity Trading—Futures Contracts. Case and Analysis–Week of 4 March

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Artificial Intelligence. Case and Analysis–Week of 25 February

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Client Agreement Terms. Case and Analysis–Week of 18 February

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Capital Formation: The Evolving Role of Public and Private Markets

The statistics on public market participation by corporations over the last two decades make grim reading in developed markets.

Ethics in Practice: Use of Client Trading Information. Case and Analysis–Week of 11 February

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Ethics in Practice: Corporate Disclosure. Case and Analysis–Week of 4 February

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.

Share Feedback on Ethical Considerations in the Use of Artificial Intelligence

The Standards of Practice Council wants to hear from you about the potential impact of artificial intelligence on the CFA Institute Code of Ethics and Standards of Professional Conduct. Consultation open until 29 March.

Ethics in Practice: Use of Subadvisers. Case and Analysis–Week of 28 January

Test your knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct and practice your ethical decision making by working through the case below and supporting your answer choice in the conversation. Check back for the analysis posted later in the week.



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